• To publish research report based on the research activities of the RA.

• To provide an independent unbiased view on securities.

• To offer unbiased recommendation, disclosing the financial interests in recommended securities.

• To provide research recommendation, based on analysis of publicly available information and known observations.

• To conduct audit annually.

• Onboarding of Clients

• Disclosure to Clients - To distribute research reports and recommendations to the clients without discrimination.

• To maintain confidentiality w.r.t publication of the research report until made available in the public domain

• In case of any grievance / complaint, an investor should approach the concerned Research Analyst and shall ensure that the grievance is resolved within 30 days.

• If the investor’s complaint is not redressed satisfactorily, one may lodge a complaint with SEBI on SEBI’s 'SCORES' portal which is a centralized web based complaints redressal system. SEBI takes up the complaints registered via SCORES with the concerned intermediary for timely redressal. SCORES facilitates tracking the status of the complaint.

• With regard to physical complaints, investors may send their complaints to: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051.

Do's

• Always deal with SEBI registered Research Analyst.

• Ensure that the Research Analyst has a valid registration certificate.

• Check for SEBI registration number. Please refer to the list of all SEBI registered Research Analyst which is available on SEBI website in the following link : (sebi.gov.in)

• Always pay attention towards disclosures made in the research reports before investing.

• Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments.

• Before buying securities or applying in public offer, check for the research recommendation provided by your research Analyst.

• Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation.

• Inform SEBI about Research Analyst offering assured or guaranteed returns.

Don'ts

• Do not provide funds for investment to the Research Analyst.

• Don’t fall prey to luring advertisements or market rumours.

• Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst.

• Do not share login credentials and password of your trading and demat accounts with the Research Analyst.